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WHAT EVERY PHYSICIAN SHOULD KNOW ABOUT GIVING A DEPOSITION

Brock D. Phillips

The purpose of this article is to assist physicians in preparing for deposition by generally describing the deposition procedure. Included are certain basic concepts physicians should understand in order to give the best testimony possible without inadvertently helping the plaintiff's case.

Many physicians may have had their deposition taken on one or more occasions, either as a treating physician, expert witness or perhaps as a defendant. If so, those physicians may already be familiar with some of the information contained in this article. Physicians should, nonetheless, review this article carefully to refresh their recollection about deposition protocol and procedures.

To prepare for the deposition, the physician may wish to review the relevant medical records. The physician may be asked about materials reviewed to prepare for the deposition. A physician may answer this by stating that he or she has only reviewed certain medical records. The physician should not review anything else, especially correspondence from his or her attorney or insurance carrier, to prepare for the deposition since review of those documents may require their production to opposing counsel.

WHAT IS A DEPOSITION?

A deposition is a legal proceeding conducted in accordance with certain court rules for the purpose of preserving the testimony of a witness for use in court. Because a physician’s deposition is taken by counsel for plaintiff, the deposition is usually held in the plaintiff attorney’s office, although the physician’s attorney’s office or a court reporter's office can sometimes be used. Physicians should prefer to not to have their deposition taken in their own offices primarily because physicians should not allow opposing counsel the opportunity to look around the physician’s office.

Those present at the deposition will be the physician, a lawyer representing the physician, the plaintiff's attorney who will question the physician, and a court reporter that will swear the physician in and record your testimony. The plaintiff, as a party to the lawsuit, is also entitled to attend the deposition and may or may not do so. Lawyers representing other parties in the lawsuit, if any, will also attend. The general conduct of a deposition is relatively informal. However, physicians should never forget the seriousness of the entire lawsuit.

After everyone is seated and ready, the court reporter will administer the standard witness oath. The plaintiff's attorney will then ask the physician questions. The court reporter will record everything said by counsel and by the physician. These notes will later be typed and bound in a book called a "transcript". Physicians have the right to review the transcript later to correct any transcription errors. Other errors, general comments and observations should be brought to the attorney for the physician’s attention as well.

THE IMPORTANT PURPOSES OF A DEPOSITION

Attorneys take depositions to discover what a witness's testimony will be and to preserve testimony for use in trial. It is important for the physician to know what the attorney asking questions is trying to do in a deposition if the physician wants to understand what is going on.

First, the object of the plaintiff's attorney will usually be to discover what the physician knows concerning the matters involved in the case. In this respect, the attorney is legitimately searching for facts.

Second, the attorney is looking for evidence favorable to plaintiff's case. For instance, in a malpractice case, the attorney would like the physician to admit facts, which establish negligence. The strategy may be to maneuver the physician into making the plaintiff's case.

Third, counsel's purpose is to commit the physician to statements under oath. If a physician testified under oath in deposition as to a particular conversation, then the physician is committed to that testimony. If the physician attempts to change his or her testimony later, the attorney can read that portion of the deposition to the jury during trial, forcing the physician to explain the change in testimony.

Fourth, plaintiff's counsel may be looking for ways to discredit or impeach the physician’s testimony. The attorney will try to have the physician make conflicting statements or statements that conflict with the testimony of other witnesses in the case. Minor conflicts are inevitable in every case. However, major conflicts in the testimony of witnesses can seriously affect a case.

Fifth, the attorney will attempt to discover what the physician’s defenses are in the lawsuit. It is common for plaintiff attorneys to begin litigation on the basis of one claim and, upon discovering the defenses, to shift the claim to a wholly new and different theory. For this reason, physicians do not want to reveal his or her’s defenses to a suit any more than the court's rules require.

 

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